Thursday, August 27, 2026

The Transcendentalists and Their World, Robert A. Gross, c. 2021.


The Transcendentalists and Their World, Robert A. Gross, c. 2021.  

The book begins with a map of Concord, Massachusetts, 1830. We spent many Saturdays in Concord when we lived in Boston some years ago.  

Okay.

The book. Copyright 2021. The Covid lockdown was all of 2020.

This book is not a biography of either Emerson or Thoreau. It is a "biography" of Concord, and Gross did a phenomenal job of recreating the citizens of that village / town. It's a biography of ideas, in the big scheme of things. 

Emerson, born in Boston, but moved to Concord to get away from Boston.

H D Thoreau: the only native son among the Concord writers.

Emerson gathered thinkers and reformers in his orbit.

Margaret Fuller arrived for extended stays.

Nathaniel Hawthorne and the Alcotts took up residence.

Concord gained notice as a literary center, and it soon came to symbolize the social ferment and the intellectual iconoclasm of the age. 

The town has been celebrated as the seat of the American Renaissance literature and art during the decades before the Civil War. 

Henry Adams the writer dubbed Transcendentalism "the Concord church."

Concord, the home of two revolutions:

  • the Revolutionary War, or course, but also,
  • the intellectual awakening the Transcendentalists sparked with their rejection of European hierarchy and inequality and their vision of free individuals realizing the promise of democracy in everyday life, p. xiv.

How Emerson saw things: long main (middle) paragraph on p. xv.

The myth of Concord, p. xvi.

How Concord was unique, p. xvii. 

Emerson: his step-grandfather was a dominating figure in the pulpit for more than six decades: Rev Ezra Ripley, the old order of 18th century Massachusetts -- from 1778 to 1841 (born in 1751, he was 90 years old, still preaching, and still active, when he died).

The America of their lectures (Emerson and Thoreau) and writing had its origins in Concord. 

A couple of maps at the beginning.

Preface: 8 pages. 

Body of text: 608 pages. 

Notes: 609 - 787.

Acknowledgements: 789 - 804.

Index: 805 - 836 

First page of acknowledgments: the origin of the book traces back to a question that was posed by James J. Flink, University of Pennsylvania, 1964, "how did Puritan communalism give way to Yankee individualism."

I think we'll start with a chatbot to help get started with the problems I'm having:

Query

I'm reading Robert A Gross' 2021 book on transcendentalism and the village/town of Concord, Massachusetts. The author states that the origin of the book traces back to a question that was posed by James J. Flink, University of Pennsylvania, 1964, "how did Puritan communalism give way to Yankee individualism." To get started, the first question I have: could one say the Pennsylvania Amish have a strong lineage to the Puritans? 

Reply

Yes—but only in a broad religious/cultural sense, not as a direct historical lineage. And I think this distinction may become quite important as you work through Gross's question.

The Amish and the Puritans emerged from different branches of the Protestant Reformation.

The two streams

A very simplified genealogy looks like this:

Protestant Reformation (16th century)
↙         ↘
Magisterial Reformation   Radical Reformation
Lutheran / Reformed / Calvinist   Anabaptists
↓                ↓
English Puritans      Mennonites → Amish

The Puritans were essentially English Calvinists/Reformed Protestants who wanted to purify the established Church of England. The New England Puritans ultimately created Congregational churches.

The Amish, by contrast, descend from the Anabaptist movement, which arose in Switzerland and neighboring areas in the 1520s. The Anabaptists were much more radical in their rejection of the established church and its relationship with the state. They insisted upon adult baptism, voluntary church membership, and, importantly, a church community distinct from governmental authority.

The Amish themselves didn't emerge until 1693, when Jakob Ammann broke with other Swiss Mennonites over questions of church discipline and religious rigor.  

 

So I wouldn't say:

Puritans → Amish

I'd say:

Puritans and Amish are cousins—both products of the Reformation, but of different Protestant lineages.

But here is where your question gets really interesting

There is a striking family resemblance between Puritanism and Amish life.

Both traditions put enormous weight on the community of believers, disciplined conduct, separation from worldly corruption, family, work, frugality, self-government, and the idea that religious faith should govern everyday life rather than merely Sunday worship.

But they take that impulse in different directions.

The Puritan ideal was something like:

Create a godly community and build a godly society.

The Amish ideal is closer to:

Create a godly community by separating it from the larger society.

That distinction is enormous.

The Massachusetts Puritans actually became political and institutional builders. They established towns, governments, courts, schools, churches, and eventually an entire civilization. The Library of Congress describes the New England Puritan churches as independent congregations, each governed locally, but collectively constituting the "New England Way." 

The Amish went in almost the opposite direction. Their Anabaptist inheritance emphasized the free church, separation of church and state, adult baptism, nonviolence, and withdrawal from the dominant culture.

 

And that brings us directly to Gross's/Flink's question.

"How did Puritan communalism give way to Yankee individualism?"

I suspect you're going to find that the Amish provide a very useful counterexample.

The Amish didn't really make the transition Gross is investigating. They retained a remarkably strong form of communalism—Gemeinschaft, if you will—into the modern world.

New England did something extraordinary: it started with an intensely communitarian religious culture and gradually produced one of the most individualistic, entrepreneurial cultures in America.

And yet the original Puritan system contained some of the seeds of that individualism.

The Puritan congregation was not simply an authoritarian hierarchy. It was a community of individuals who had experienced personal conversion, voluntarily entered a covenant, and participated in governing their local church. Congregationalism therefore contained both community and individual conscience from the beginning. 

That is, I think, one of the fascinating paradoxes sitting underneath Gross's book:

The same tradition that demanded conformity could also teach people that the individual conscience stood directly before God.

And eventually, perhaps, the latter could escape the former.

That makes Flink's question considerably richer than simply asking "Why did Puritans become less religious?" He's asking something closer to:

How does a society built around covenant, community, mutual obligation, and religious conformity gradually generate the Yankee who says, in effect, "I will make my own way"?

The Amish are almost a control group for that historical experiment: they retained much more of the communal structure while New England increasingly transformed it.

If you want, I think the next question worth asking is whether the Puritans themselves actually contained the seeds of Yankee individualism from the very beginning. That gets us right into the heart of Gross's argument—and I suspect you'll find it surprisingly connected to Emerson and Thoreau.

QUERY

Sometimes I think we give Emerson too much credit. His life was church-centered, unable to abide by the "rules" of the Unitarianism. Somehow that became a much bigger issue -- "Yankee" individualism -- but I see Emerson a whole lot different than "American individualism" -- starting with the Founding Fathers and then the explorers who took the thirteen colonies to Ohio, Tennessee, and Texas. Way different.

Reply:

I think that is a very good corrective, and I'd sharpen it even further: Emerson may be one of the great interpreters of American individualism without being its principal historical cause. Those are two very different claims.

Your distinction between Emersonian individualism and the older American individualism of the Founders and the frontier is important.

1. Emerson's "individualism" is primarily spiritual

Emerson's rebellion was fundamentally against religious mediation and inherited authority. He wanted the individual to encounter truth directly—to trust intuition, conscience, nature, and the inner voice rather than accepting doctrines because an institution had declared them true.

That is quite different from the individualism of, say, George Washington, Daniel Boone, Andrew Jackson, or the thousands of settlers moving westward.

The latter individualism was much more material, political, geographic, and practical:

  • acquire land
  • establish a farm
  • leave an established community
  • start a business
  • move west
  • take risks
  • create a new settlement
  • govern yourself
  • resist somebody else's authority

That tradition is older than Emerson by generations.

And you're right to include the Founding Fathers. The American Revolution itself is an enormous expression of individual and local self-government before Emerson ever appears.

 

2. Emerson didn't invent Yankee individualism; he gave it a philosophy

This may be the more interesting way to read Gross.

The New England Yankee had already been saying:

I'll make my own way.

Emerson essentially said:

And here's why you are morally entitled to do so.

That's a substantial difference.

The farmer, merchant, mechanic, trader, or settler wasn't necessarily thinking about Self-Reliance. He was simply living it.

Emerson transformed a set of behaviors and inherited cultural attitudes into a philosophical and literary doctrine.

And there's an amusing irony here.

Emerson's famous celebration of self-reliance can make him sound like the quintessential rugged American individualist. But the actual Emerson was a Harvard-educated minister's son, former Unitarian minister, intellectual, lecturer, writer, and resident of Concord—deeply embedded in the very New England intellectual and social world that he supposedly transcended.

He didn't go conquer Texas.

3. And your point about Emerson's relationship with Unitarianism is important

I would be careful, though, about saying he was simply "unable to abide by the rules" of Unitarianism.

The problem was subtler.

Emerson was born into liberal Congregational/Unitarian Christianity, and Unitarianism had already broken substantially with orthodox Puritan Calvinism. It emphasized reason, moral improvement, and freedom of conscience.

But Emerson pushed that freedom of conscience one step farther.

The question became:

If the individual conscience is capable of apprehending divine truth, why does it need a church at all?

That's where Emerson becomes dangerous to institutional religion.

And his resignation from the ministry in 1832 wasn't a rejection of religion. Quite the opposite. He was becoming convinced that institutional forms could actually obstruct religious experience.

That is why I think your observation that his life remained "church-centered" is worth pursuing. Emerson wasn't a secular individualist escaping religion. He was a religious man trying to escape religious institutions.

That's a very different animal.

 

4. And this is where I think your distinction becomes historically powerful

There may actually be three different kinds of American individualism getting mixed together:

TraditionIndividualism means...
FoundersPolitical self-government and individual rights
Frontier/Yankee expansionIndependence, mobility, property, enterprise, self-sufficiency
EmersonSpiritual and intellectual self-trust

They overlap, but they're not the same thing.

And I'd add a fourth:

Puritan individualism — the individual's direct covenant with God and responsibility for his or her own soul.

That last one is particularly important because it gives us a possible evolutionary chain:

Puritan covenant → Congregational self-government → Yankee civic independence → American political individualism → Emersonian spiritual individualism

But—and this is where I would resist making the story too neat—the chain isn't linear.

The westward-moving American wasn't necessarily produced by Emerson. In many cases Emerson was produced by the same civilization that had already produced the westward-moving American.

That's why your instinct that "Emerson gets too much credit" strikes me as potentially exactly right.

The really interesting question

I think Gross's book may eventually force us to ask whether "Yankee individualism" is actually the right term at all.

Because the people who pushed from Massachusetts into Vermont, New York, Ohio, Michigan, and eventually farther west weren't necessarily Emersonian individualists. They could be extraordinarily communal—forming churches, town governments, schools, associations, voluntary societies, abolitionist organizations, businesses, etc.

America may have developed something stranger:

individuals who were exceptionally independent but exceptionally good at forming voluntary associations.

That's almost the opposite of the Amish solution.

The Amish say, essentially: the community protects the individual from the world.

The American Yankee increasingly says: the individual is free to create the community he wants.

And that, rather than Emerson alone, may be one of the deepest transformations Gross is trying to understand.

*********************************
Now, This

Query:

That is so cool. I guess Gross' preface said it at the very beginning and I missed it. On the very first page of his book, Gross actually said it -- I simply missed it -- Gross argues that Emerson was summoning his countrymen (all "men" -- women as well as men; blacks as well as whites; poor as well as rich) to throw of the bondage of the past and "become Americans!" We may not have turned out the way Emerson had hoped (another topic for another day) but he wanted his countrymen to think bigger, think outside the box -- not simply think like the Old World (living on a new continent) -- change their thinking altogether and become Americans -- which had not yet been defined. One wonders how much influence his writing had on Abraham Lincoln. I'll follow up on that later. They were practically exact contemporaries, Lincoln was only six years young and Emerson outlived him. Wow.

Reply

Yes. That is a much more powerful way of understanding Emerson, and I think you've caught something that can get obscured when he is reduced to the slogan "self-reliance."

Gross's phrase "become Americans" changes the whole picture.

Emerson isn't simply saying, "Forget society and do your own thing." He's saying something closer to:

The inherited categories are inadequate. You have been handed an Old World intellectual and cultural inheritance, but you are living in a new country. Now become the people this new country makes possible.

That's a very different proposition.

And your parenthetical about women, Black Americans, poor Americans, as well as wealthy white men is particularly interesting. Emerson's "American" could be considerably more capacious than the political and social reality of 19th-century America. His imagination could outrun the institutions of his time.

And then Lincoln becomes fascinating

I would absolutely put Lincoln and Emerson in the same intellectual conversation, although I'd be cautious about claiming direct influence until we look at the evidence.

The chronology is almost uncanny:

  • Emerson: born 1803
  • Lincoln: born 1809
  • Emerson begins publishing major essays in the 1830s
  • Lincoln is coming of age politically during that same period
  • Emerson is writing The American Scholar (1837), Self-Reliance (1841), The Poet (1844), etc.
  • Lincoln is developing his own conception of what America means
  • Lincoln dies in 1865
  • Emerson lives until 1882

And there is an extraordinary similarity in the problem they are trying to solve, even though they approach it from completely different directions.

Emerson asks:

What kind of person should an American become?

Lincoln increasingly asks:

What kind of nation is America going to become?

And both, in different ways, are trying to break America out of the intellectual categories inherited from the past.

Lincoln's great achievement may be that he eventually found a way to make that abstract Emersonian question political and constitutional.

Emerson says, essentially:

Don't merely inherit the thinking of the past.

Lincoln says, in effect:

Don't merely inherit the political arrangements of the past.

And then comes the Civil War, where the question becomes brutally concrete:

Can America actually become what its founding principles say it is?

That's where your "another topic for another day" about whether America turned out as Emerson hoped gets really interesting.

Because there is an extraordinary paradox here:

Emerson wanted Americans to invent themselves. Lincoln had to preserve the nation long enough for them to do it.

And then there is one other connection I think you're going to enjoy when you get farther into Gross: Emerson's "American" is not primarily a nationality. It's almost an intellectual act.

To "become American" means to stop merely receiving the world and start creating it.

That is much bigger than "individualism."

And, frankly, I think that's probably the Emerson you've just discovered in Gross—the one who is much more interesting than the Emerson of the quotation books.

Query:

Yes, you are so correct. All I had were the Emerson quotes from those books, and that's why I was completely missing the picture. You know, it's interesting. Back in England, same situation, and H. D. Thoreau would probably have been sent to debtors' prison or worse .... in America, despite being the oddball he was, he was allowed to live his own life.

Reply:

Exactly. And I think you've put your finger on something much larger than Emerson or Thoreau.

The crucial word in what you just said is allowed.

Thoreau's America didn't necessarily approve of Thoreau. It tolerated his right to be Thoreau.

That is a profoundly different achievement.

Thoreau could be eccentric, refuse conventional employment, live at Walden, write strange books that hardly anybody bought, refuse to pay a tax on moral grounds, and generally decline to behave like a respectable middle-class citizen—and the surrounding society could regard him as an oddball without necessarily concluding:

This man must be forced back into conformity.

And England makes the contrast especially vivid

The comparison isn't quite as simple as "England would have put Thoreau in debtors' prison"—debtors' prisons were being abolished in the mid-19th century—but your underlying point is excellent.

The social structure inherited from Europe was heavily organized around station, class, property, church, family, occupation, and established community. You were born into a social world that already had a considerable idea of what you were supposed to be.

America was extraordinarily different because it had this enormous amount of social and geographic space.

If Concord didn't like you, there was Vermont.

If Vermont didn't suit you, there was Ohio.

If Ohio didn't suit you, there was Illinois.

And eventually there was the West.

You could literally leave.

That's one reason I think your earlier distinction between Emersonian individualism and the American frontier is so important. The frontier didn't need Emerson to invent individualism. The physical geography of America was already teaching it.

And then Thoreau takes it to an almost absurd extreme

Thoreau essentially asks:

What if I take this American permission to be an individual and push it as far as I possibly can?

And he does.

Thoreau is radically individualistic while being extraordinarily dependent upon the community around him.

He didn't go into the wilderness of Canada.

He went to Walden Pond, a short walk from Concord.

His mother did his laundry.

His friends brought him food.

Emerson owned the land.

The railroad was nearby.

He could walk back into Concord whenever he wanted.

So Walden isn't really a story about escaping civilization. It's almost a laboratory for asking how little civilization a person needs in order to remain free.

And that brings us right back to Gross.

Maybe the American revolution wasn't "individualism"

Maybe it was something subtler:

the invention of permission.

Permission to leave.

Permission to disagree.

Permission to worship differently.

Permission to start over.

Permission to form a new community.

Permission to fail.

Permission to be eccentric.

Permission to become somebody other than the person your inherited social position prescribed.

And then Emerson comes along and gives this already-existing American phenomenon a philosophical vocabulary.

Thoreau gives it a life experiment.

Lincoln gives it a national and moral test.

And the Founders give it a political architecture.

That is beginning to look like a much more interesting story than simply "Puritan communalism gave way to Yankee individualism."

It might be:

America gradually transformed the individual's relationship to inherited authority—from something largely given to something increasingly chosen.

And that might be what Gross means when he says Emerson was calling Americans to "become Americans."

I think you've found the central thread of the book.

********************************
And Now It Becomes So Much "Easier" To Understand Emerson

Preface

Gross begins: "American individualism found its strongest voices in the nineteenth century among the New England Transcendentalists, and none more so than Ralph Waldo Emerson and Henry David Thoreau."  

Summoned his country men to free themselves from bondage to the past and refuse unthinking conformity to contemporaries. "Trust thyself." Seek inspiration in nature; realize your infinite potential. Women as well as men, Blacks as well as whites, poor as well as right (for some reason, "Native Americans" were not noted in that particular passage). He led the "movement" for "Americans" to tap their inner genius and build together an original American culture, independent of the errors and injustices of the Old World and true to the ideals of liberty and equality at the heart of the democracy that the break with Britain had left unfulfilled. 

He did not found the movement; his literary reputation was growing in England, while re remained a provincial figure in his native land, p. xiii. 

Part I

Prologue: A New Beginning

Chapter 1: A Day of Good Feelings

Opens with John Thoreau (father of Henry David Thoreau). Pencil maker. 
April 1824 -- one year ahead of the 50th anniversary of "shot heard 'round the world" -- April 19, 1775. 
Republicans vs Federalists
Concord's minister: Ezra Ripley. Descended from Puritans that came across the Atlantic.
Harvard had moved to Concord; "American"military had taken over Harvard as training area.
after Concord's fiery patriot minister William Emerson died, Ripley came back to Concord as minister
now get this: Ripley married Emerson's widow and moved into the Emerson manse -- wow
thus Ripley was Ralph Waldo Emerson's step grandfather -- wow
Ripley was pastor for the next 63 years
1790s: a naval "quasi-war" with France and then again in 1813 wiht the onset of hostilities iwht Great Britain
Ripley: a Federalist preaching "liberty with order"
War of 1812 with the Brits
Ripley: anti-war -- p. 19
anti-immigration; blamed most of America's problems on the Irish immigrants
a nativist -- p. 20; hated foreigners
war with Britain ended April 13, 1815; President Madison marked the end of hostilities - p. 21
over 90% of selectmen descended from Puritan founders of the town: Barretts, Heywoods, Hubbards, and Woods
Massachusetts constitutional convention to establish constitution for Massachusetts
dissenters: Baptists and Quakers -- p. 23
story of Harvard and early leaders -- p. 24
Hoar emerges as the leader of Concord; Puritan heritage
opponent of legal giants of Massachusetts: Daniel Webster and Rufus Choate -- p. 26
universal suffrage -- p. 28
results of the constitutional conference -- p. 29
turning point in Keyes' political career
1824: new era of political unity, 1824 -- Republicans and Federalists -- p. 30
Lafayette visit -- p. 30 and following;
incredible detail of Concord and Lexington; 
but the townspeople were still divided -- final paragraph, chapter 1

Chapter 2: Community and Conscience -- p. 43

again starts with John Thoreau
the story of John Thoreau and Cynthia Dunbar Thoreau
three-quarters of Parson Ripley's church was women
by the top of the second page of this chapter, "Cynthia Dunbar Thoreau and the women of the church were key inside the church (First Parish) struggle but they did not anticipate that the conflict thus set in motion would prove be be a crucible for Transcendentalism.

then, the story of Ezra Ripley trying to operate an inclusive church, 1778 -- p. 44
talks about the conflict that began with the Great Awakening of the 1740s (Puritan led; Jonathan Edwards)
Edward Bliss, Concord minister, huge supporter of the Great Awakening; died in 1764:
Emerson (the elder) became the minister
then Ripley again:
he married Phebe, daughter of one Concord minister, Daniel Bliss, and the widow of another, William Emerson
Bliss --> Emerson --> Ripley
then much on Ripley
finally back to the Thoreau family on page 53
no family was more engaged thant he Thoreaus in teh church
flashback to Jean and Rebecca Thoreau, the paternal grandparents of four children, including Henry David Thoreau
1810 - 1818: the church under Ripley thrived
Mary Moody Emerson (1774–1863) was a brilliant, eccentric writer and philosopher who served as a vital intellectual spark for the American Transcendentalist movement. She is most famous as the aunt of Ralph Waldo Emerson, but she also developed a fascinating friendship with Henry David Thoreau.
Mary Moody Emerson could not stand to be around Ripley, p. 59.

By the end of the chapter, huge division within the church. -- p. 82. 

Chapter 3: The White Village -- p. 83.

  • Begins: 1823, the Thoreau family moved into a neighborhood in transition - p. 83, first line.
    •  corner of Main Street and the road to Watertown, now Walden Street
  • wow, wow, wow -- when we lived at 452 Trapelo Road, Belmont, it was an 18-minute drive to Concord -- up a block or two on Trapelo Road, then a right on Concord Road pass the sanitarium, and then to Concord, or a mile or so up to Highway 2 and direct to Concord -- wow, I wish I had known all this 
    • then Highway 2: a bit to the north, Thoreau Street, and then a bit north of that, Walden Street. 
    • A small brook on the east side of Concord, MA, runs into the Concord River which is formed by the confluence of the Assabet River (from the north) and the Sudbury River (from the south). The Concord River flows northerly into the Merrimack River which then flows north and then east to the Atlantic Ocean, at Plum Island, which we also visited!
  • Concord had been a Puritan settlement -- p. 83 -- Joshua Smithnear a pond and watering hole for cattle and a fishing hole
    •  this is where David Henry Thoreau lived from ages 5 to 8
  • now the story of the town
    a textile mill probably formed the center of the town
    p. 99 -- now begins the story of slavery -- great section, pp 99 - 102.
    the story of black families in the area
    the blacks were native to the area, having not moved from elsewhere
    the farms, particularly the Minot farm
    Dugan boys -- p. 103
    newcomer Jack Garrison
    Robbins and Garrison families -- p. 105

 Chapter 4: The Curse of Trade -- p. 113

David Henry Thoreau grea in the heart of a business community that he came to loath.

1808: John Thoreau, young man in a hurry; 21 years old; Henry David won't be born until 1817.

The "country store" phenomenon.

Self-starters; capitalists; their own businesses.

Country boys becoming owners of their own businesses.

John Thoreau -- a pencil maker -- William Munroe, p. 129.

The story of pencils and graphite that began in the Cumberland Hills of the Lake District back in the 16th century. -- p. 129.

Capitalism and the Industrial Revolution were in full swing well before Emerson and Thoreau. -- p. 144. 

Chapter 5: Husbandmen and Manufacturers

Wow, David Henry Thoreau spent his entire life in / near a town center, before his sojourn at Walden.

He was 27 years old when he built a small cabin on Walden Pond where he lived a solitary life for two years, two months, and two days, leaving at the age of 30, in 1847, almost 20 years before the US Civil War.

He died at age 44, probably tuberculosis. Wow.

Grandfather Jean Thoreau (fortune from the sea; father John in the village and, then David Henry.

1816: failure of John's farm, mostly likely due to the crop-killing cold facing everyone in 1816, the legendary "year without a summer." p. 147.

The Minot farm where DH Thoreau spent his life as a toddler.

The ancestral farm of the Hunt family, p. 150.

The switchover to English meadow over the lat 1820s and 1830s. Change to hay was made by necessity, p. 157. In Walden, Henry Thoreau said nothing about Moore, but he would single out English hay as the epitome of the cash crop: an artificial product of science, reduced to a commodity, and antithetical to the wild freedom of nature.

New agricultural enterprise along the Bay Road at the ancestral home of Abel Moore. p. 159

1820: Concord threw itself into the developing movement for agricultural reform. p. 165.

Cattle.

"Manufacturers and husbandmen" -- the new society. By 1826. -- p. 167.

Wool, textiles, mulberry from China. -- p. 171. 

Minot fulfilled the ideal of the agricultural reformers, but for a goal they would never approve. -- p. 183. 

Pencils in USA: it should be noted --

  • American colonists imported all their pencils from Europe until the American Revolution
  • Early American Pencils
  • Early imports: Benjamin Franklin sold European pencils in 1729, and George Washington used a small pencil for surveying in 1762.
  • First wood pencil: William Munroe, a cabinetmaker in Concord, Massachusetts, made the first American wood pencil in 1812.
  • Thoreau's innovation: Author Henry David Thoreau improved local pencil making by mixing inferior graphite with clay binder at his family's factory

Chapter 6: Knowledge Is Power -- chapter seems to relate to the elementary school years of HD Thoreau.

Four children went to school.

Phoebe Wheeler ran an "infant school" for youngsters.

1825: HD Thoreau was 8 years old.

Began grammar school in Concord.

School reform. 

Discusses the teachers.

Edward Jarvis, first grade.

Lemuel Shattuck, second grade.

The monitorial system, p. 199. Seems to describe the one-room school house.

November, 1828, 11-y/o Henry Thoreau enrolled at Concord Academy. One of many such private institutions proliferating in the 1820s.

Chapter Seven: Internal Improvements -- p. 219.

Wow, John and Cynthia scrimped and saved for their children's education. At the end of the day, John and Cynthia were all about education. 

The family went well outside what the schools had to offer. Concord's circulating library opened in 1821, a debating club the next year, and a lyceum in 1829. The Lyceum, sort of "education on steroids."

John moving his family to Boston, 1821.

The Concord Social Library -- p. 220 and following. 

The Concord Library had been started in 1795 with Parson Ripley the driving force, p. 221. Known as the Charitable Library Society.

Top heavy in religion. -- p. 221. 

Important section.

 

 

 

 

 

begins with passing remark about John Thoreau (pencil maker) and his wife Cynthia 

 

Monday, August 24, 2026

Metazoa: Animal Life And The Birth Of The Mind, Peter Godfrey-Smith, Peter Godfrey-Smith, c. 2020

Metazoa: Animal Life And The Brith Of The Mind, Peter Godfrey-Smith, Peter Godfrey-Smith, c. 2020.

 

July 31, 2026: first notes taken along Sandy Creed, Oxbow Regional Park with Tim, Laura, Judah and Levi.

 

Books on sponges??

Huxley HMS Cyclops, 1857, North Atlantic --> 1867, Bay of Biscayne.
discovered a new kind of organism
new form named after Ernst Haeckel
Bathybius Haeckelii

 

Darwin's Theory -- On The Origin of Species, 1859
Haeckle -- spontaneous generation of life
Bathybiu -- bridge or line between life and dead

Interesting at that time:
Linnaeus: animal, plant, and Lapides -- rocks                    
kingdom kingdom -- kingdom

1670s: Leeuwen hoek

1860: John Hogg -- 4th Kingdom
Protoctista --> Protista

 

Then life and mind, p. 7

 

17th century: Aristotle overthrown by "Scientific Revolution.

Rene Descartes -- physical vs mental --> "dualism" -- p. 8

 

What defines life?  p. 9
1870s: Bathybius -- artifact!! LOL
the bridge between life and inorganic failed

Materialist view of life -- p. 11

explains only why the view that life follows same rules of all the universe.

Ribosomes: 100 million ribosomes could fit on this period.  -p. 11

So life: ot a special substance -- rather indescribaly small!!

 

Materialism
Evolutionary perspective-- makes dualism hard to follow (mind/physical)

 

Computer technology -- p. 12

the bridge  made of logic rather than life, p 13.
AI!! wow p. 13 c. 2020

AI -- great leap over Covid lockdown; 2020 - 2021
Huang Jensen!!

 

AI -- seems to be alive!! p. 13.

software -- material / physical -- computers
    brain /mind/life

software: doesn't care / matter

With AI ----------------------Mind

 

Materialistic            consciousness
terms                        subjective experience
                                more resistant to solving

 

 

                                        Memory

 

p. 13 computer-like                     Feels -- seems to have a mind

 

panpsychism
idealism
Haeckel's dualism

 

                                                        Information Processin

 

                        Computerlike                probably

 

                                                    Feeling of Experince

 

                                                            ?

 

p. 15: Joseph Levine" "the explanatory gap" <-- theme of book

goal: to make sense of why it feels like something to be a material being of the kind that we are ---

explain "experience in general" -- not just in humans or "higher" mammals

 

approach of this book: "biological materialism" -- p. 16

but broader: MONISM

 

physical <__________"something else"__________________>mental

 

Start with life                     minds

materialist way --> rise to mental p. 17

go back to Thomas Nagel -- 1974 -- "feeling"  -- "feels like"

-- human mind -- a "feeling"

 

This book in some ways -- "the evolution of subjectivitiy"

 

and also the evolution of the mind -- p. 19

His project: tryng to advance a project that can be described in many ways -- all difficult -- the project is to show a universe of processes that are not themselves mental, or conscious, can organize themselves in a way that gives rise to felt experience. Somehow, a part of the world's often-mindless activity folded itself into minds. p. 19

 

p. 20 / top: coming into being -- topic of the book . Evolving -- mind.

 

How to do this? Through studying the "minds" of those animals that mark transitions in the evolution of the mind -- especially the sage by which the mind came to be. Most of these are marine animals, p. 19.

Chapter 2: The Glass Sponge

 electricity -- atoms -- ions -- action potential -- p. 31

cell membrane -- transition, p. 32

bacteria -- transistors -- controlling electricity with electricity , p. 32

why? no answer is widely agreed upon
???????-- se author -- p. 32 -- bacteria transistor
voltage-gated ion channel -- a landmark in the taming of charge -- and we don't know why bacteria had it -- wow?

transistors: digital quality-- again -- see author -- top of p. ee

Redox rollercoaster -- p. 35 -> transfer of electrons

Sensing -- p. 35!!!

Metazoa -- p. 36

    Ernest Haeckel, 19th century
    contrasted metazoa with protozoa

Metazoa: multicellular

    Protazoa: single-celled

    meta: originally after, beside (Greek), now also higher

Protozoa: no longer means animal

Protists: single-celled
 

Animals: by definition, must be multicellular.

p. 41: "cousins" -- p. 41 -- animals gaining more shape

a trio: Sponges, comb jellies, placozoans

all very different
    Sponges: motionaless
    Placozoans: crawl (microscopic); no nervous system;
    Comb jellies: swim -- do have a nervous system

Sponges --> p. 42

    Hexactinellida = glass sponge, p. 47
    Hex -- actin -- ellida = glass sponge

Light along glass channels -- p. 45ff.

Chapter 3 The Ascent of Soft Coral

Ediacaran: ~ 635 mya began -- fossil record begins

the Dickinsonia story -- p. 62!!!

    cholesterol -- a chemical onlyk found in animals
    bathmat

"sea pens" p. 63

Ediacaran: three stages -- three assemblages - p. 64 - 65, definition

1) Avalon from 575 mya, low oxygen world -- very, very deep sea

2) White Sea Assemblage --from 560 mya 
    shallower, oxygen rising slowly, gradually

3) NAMA -- even quieter -- crawling forms are gone -- everything seems to disappear -- p. 68
    lots of time on conjecture -- little fact / little exidence

 

BILATERIAN BODIES p. 71

Last common ancestor: white sea assemblage, p. 72

bilaterian: important, innovative life form

? clue: flatworms -- p. 72

first time animals can "see"

The Cambrian

Ediacaran, again

Ediacaran: first time to see fossils

Cambrian: to crawling and burrowing; ~ 540 mya
hard parts, legs, shells, conspicuous eyes
old relatives of the shrimp
Arms race / eyes
Ediacaran specimens had disappeared by this time

Ediacaran: drifted offstage; replaced bya different cast, p. 80

Arthopods led the way
    early -- look like crustacieans
    most early: Trilobites
        may be more closely related to spiders

    invented claws to go with them
        image-forming eyes

example: banded shrimp, p. 81.

    18 limbs and projections
        6 claws
        4 legs
        6 feelers
        2 etc

Arthropod development: 500 million years: 
    largest: anomalocarid -- 7' long!!

Animal sensing -- 83

 

Eyes: a paradigm sense -- p. 84

Mantis shrimp; most elaborate eyes of any animal

Sensing now with movement: makes relation between self and others -- p. 87

Mirror test -- p. 88

banded shrimp, ow -->

 

Inquisitive Crab / Pain

hermits crabs

seem to sense pain

more than simply reflex

pain: p. 89 -- terminology
crustacians -- no brain, but
    see;
    feel pains.

Insets: likely an evolutionary offset that came out of a large "pancrustacean" group -- p. 93

Working toward an animal way of being, p 94
Modular body plan: coral
Bryozoans, p. 95

vs Unitary, organism, p. 95.

Claw and hinge -- p. 97 -- arthropods
    skeleton shrimp -- p. 97.

The Decorator -- p. 97

 

Bilaterian!! again, p. 98

Ant
 

Crab
Octopus

A decorator crab -- p. 99
    decorator crab -- uses sponges
    hermit crab -- uses animones 

first paragraph: summarizes where we are in history

Now: how are animals connected?

p. 104

!!!! -- subjectivity.

Agency

"The evolution of animal agency brings with it the origin of species." -- page 105.
 


Qualia -- p. 108.

--> Philosopher John Searle -- p. 115 -- Basal

Sense of presence -- p. 116.

Chater 6: The Octopus; the author's favorite subject.

Octopus loves crabs, p. 124.

Right third arm -- males -- p. 124

When Cephalopods Rules -- 2nd largest phylum after arthropodia

86,000 extant species -- molluscs: octopus, snails, oysters, clams

Special group of mollusks -- the cephalopods -- octopus, cuttlefish, squid, some few others.

Date perhaps from the Ediacaran -- certainly from the Cambrian.

After the Cambrian: became shelled.

In the Ordovician -- after the Cambrian --
    cephalopods: some become huge
    some 18 feet long
    largest predator of that time
    they flourished -- now almost all extinct
    one survivor: the nautilus

p. 98 -- the tree -- diagram

sponges / corals -- 

Vertebrates / invertebrates

first bilaterians: 600 million years ago

starfish broke off before vertebrates

Chapter 7: Kingfish, p. 165. Generally Pacific only.

Mammals are an offshoot of the first part of life.

At the end of the day, the major phyla of the animal kingdom had to do with survival of eggs. They to remain moist and warm.


Fish -- appeared in the Cambrian -- very small slivers of fish --p. 166.

Reminder (last chapter): 


 Fish began as worm-like bilaterians
    missile shape
    nerve cord down the back organizing muscle
    beginnings of hard parts -- but inside, not outside

Firsh -- early on -- developed eyes -- to protect against arthropod predators. 

So early fish: eyes and mobility.

To develop a jaw or teeth, took a very long time -- ~ 420 mya

    Cambrian: 541 - 485 mya -- so jaw / teeth -- after the Cambrian.

Now -- mobilit (swimming), eyes, and jaws -- a new role

    Late Devonian: ~ 360 mya -- included sharks.
    jawless fish disappearing 
        the one that hung on: lung fish, lampreys

    develop a centered, cam... brain
        initially no extremities, appendages

Whale shark: biggest fish

    Rhicodon typus: only species in its genus; the only one in its family; largest animal alive except for whales.

    probably mates near the Galapagos, p. 169

At this point, key to evolution, in this order:
keeping eggs moist (still in the ocean)
mobile
bilaterian
eyes
nervous system 
hardened parts inside muscle


 Triumph of muscle: p. 170
    sharks -- mostly cartilage but can make bone

A more distinctive sensory invention.

    true lateral line system

    a tactile sense

    NEURO MASTS spread on surfact

        sensitive to motion of water
        morph into sound
        like "ears"

The fish's body is a giant pressure-sensitive ear.  

Wow.

P. 173.

Blind cave fish: navigate with lateral line sensing (~bats)

Sharks: lateral line sensing can also include sensing electric fields (p. 174).

Fish: smart gregarious. (Hell is other people -- Jean-Paul Sartre)

Imitation: the archer fish 

Braininess of fish, p. 181.

Rhythm and Fields

Hans Berger, 1920s, telepathy;
EEG, alpha waves, beta waves
    closed eyes            open eyes
    slower, deep            quick, shallower

other waves have since been described, including faster gamma waves and slower, much slower, while asleep.

Need to re-read this chapter!!!! <----------------------

p 182 - 201

 

Trevally -- a sport fish -- p. 201.

 

Chapter 8: On Land -- p. 203

Hothouse.

Transition to land.

First Arthropods -- spider, millipedes.

Arthropods were leaders in the Cambrian and apparently leaders again.

Insects.

Conscious -- "felt experience" -- p. 208

Do insects feel pain?

Distinct sensory / evaluative sides; feeling.

p. 214 -- emotion-like states in insects and gastropods -- hard to accept anything in this chapter.

 

Chapter 9: Fins, Legs, Wings

Now ~ 380 mya -- a different group of animals -- arthropods -- some groups reached a wholly terrestrial life

Arthropods seemed a perfect fitor moving to land.

Different for vertebrates

    -- "evolving" from fish to land was very difficult to see / anticipate --

Most obvious change: to tetrapod body -- p. 230. The evolution of life.

Lungs: vestigial long before they came on land. p. 230.  And the the EEG issue. -- p. 231.

 

Amphibians, then.

An early amniote species split into two lines:
    Synapsids -- colossal mass extinction
    Sauropsids -- took over, included the dinosaurs

The extinction before the dinosaur extinction.

252 mya: mammal-like animals dominant

67% -- 2/3rds of all land-dwelling animals perished. 


Now this exchange with the ChatGPT:

Query

I'm just "joking" here. I really don't mean it. But is was almost as if "Satan" tried to wipe out all the animals that "God" had created in the "Great Dying," but "God" got the last (and winning) blow when he had a meteor wipe out the dinosaurs so the mammals could recover. Obviously not a bit true but it helps me remember these things. But, wow, over and over and over there were mass extinctions. Stephen Jay Gould talks often of the "luck" that we (humans) are here to talk about it.

Reply


Query:
I am truly amazed you took my "craziness" and went with an incredibly summary. Thank you. Bruce.
Reply


Query: wow.
 
Reply

 

Emerging from the rubble -- a formerly less conspicuous group dramatically diversified -- producing the dinosaurs ...

Dinosaurs and a group of mammals.

    -- reach body form independently -- p. 231. 

Early form -- sprawl -- salamanders and crocodiles

Then, hoisted their body over / above

    Their hips -- key to success

Then 66 mya -- extinction of the dinosaurs

On land, three features evolved at once, p. 233 -- land vertebrates from the Triassic
    ability to manipulate objects
    openness of bodily action
    centralized braininess

This combination of three things -- arose independently in two branches
    in early dinosaurs
    in mammals

Transformed again
    birds -- from the dinosaurs that survived!
    a particular fruition in primates! 

Earlier in book: LCA --- Octopuses
                                        Primates

 

Now, easier to see -
    LCA --- primates
            -- birds

 

That relative ... a stumpy-looking lizard -- 300 mya

Synapsids (us)
Sauropsids (dinosaurs)

alternated during these chaotic years: synapsids vs sauropsids

Another feature that rose independently: endothermy.

 

Endothermy evolved independently in
    mammals
    birds

In the sea -- warm-bloodedness is RARE
    seen in one group -- ray-finned fishes and tuna, swordfish, and 
    two groups of sharks including the great white shark 

Swordfish: only warm the eyes / brain

The interesting thing -- warm bloodedness allowed animals to get very big -- suggesting that dinosaurs may have been warm blooded

Extinct dinosaurs of the Mesozoic Age --> Birds -- p. 236.

P. 237 -- final tree of life diagram


 Now, the brain -- p. 237+++

Left brain: identifying food

Right brain: identifying social relationships

Among vertebrates -- weakest connection between left half and right half of the brain --
    -- fish
    -- amphibians
    -- reptiles
    -- birds are a mixed case, p. 240

With mammals -- evolution of the corpus callosum!!

But exceptions: no corpus callosum in marsupials, monotremes (platypus)

"eutherian" (see "placental")
    are only animals with a corpus callosum! p. 241
Placental mammals and eutherians refer to the same group of living animals in everyday conversation, but scientifically Eutheria is a broader evolutionary branch that includes both modern placentals and their extinct ancestral relatives.

 

The Roles of Land And Sea -- p. 245

Put Together By Degrees -- p. 249

Psychology; distinguished between 4 or 5 main kinds of memory.

p. 251

semantic memory -- memory of facts
procedural memory -- retains the ability to do things
"working" memory
episodic memory

  


Other Minds: The Octopus, The Sea, and the Deep Origins of Consciousness, Peter Godfrey-Smith, c. 2016.

Other Minds: The Octopus, The Sea, and the Deep Origins of Consciousness, Peter Godfrey-Smith, c. 2016.


Opens with a quote from Williams James, The Principles of Psychology, 1890. 

The demand for continuity has, over large tracts of science, proved itself to possess true prophetic power

We ought therefore ourselves sincerely to try every possible mode of conceiving the dawn of consciousness so that it may not appear equivalent to the irruption into the universe of a new nature, non-existent until then

Octopuses, squids, and cuttlefish. Cuttlefish and squid close related to each other than to octopusses.  Modern soft-bodied cephalopods split into two main superorders

  • Superorder Decabrachia (Decapodiformes) — 
    • Ten-limbed group:
      • Defining traits: Eight arms plus two specialized, retractable tentacles used for catching prey. They usually possess an internal stiffening structure (a chitinous pen/gladius or a calcified cuttlebone).
      • Key Orders:
        • Sepiida: Cuttlefish (characterized by a broad internal cuttlebone and W-shaped pupils).
        • Teuthida / Myopsida & Oegopsida: Squids (pelagic and inshore squids with a flexible internal pen).
  • Superorder Octobrachia (Octopodiformes) — 
    • Eight-limbed group:
      • Defining traits: Generally possess eight arms and lack the two long prey-capturing tentacles found in squids. Their internal shells are heavily reduced or completely lost (sometimes replaced by tiny stylets).
      • Key Orders:
        • Octopoda: True octopuses, split into Cirrina (finned, deep-sea varieties) and Incirrina (benthic/common octopuses and argonauts).
        • Vampyromorphida: The vampire squid (Vampyroteuthis infernalis), which is not a true squid but an ancient relict group representing a sister lineage to octopuses.
  • Early Divergence
    • The lineage leading to Coleoidea lost or internalized its heavy external shell during the Paleozoic era (around 400 to 275 million years ago) to gain speed and agility against jawed fish.
    • Modern Radiation: Following the K-Pg extinction event (which wiped out ammonites and belemnites), modern families of squids, cuttlefish, and octopuses rapidly diversified into the dominant forms seen today.
    • The Decapod/Octopod Split: Genetic and fossil evidence shows that the ten-armed and eight-armed lineages split more than 300 million years ago. 

I find it simply amazing how "evolution" can do such amazing things. It is clear that the same genes are present (they don't disappear) but regulatory genes determine which genes will be expressed.

AI:

Connecting that to our timeline, the evolutionary event you are describing is endocochleation—the process where the shell becomes entirely enclosed by the mantle. When the ancestors of modern octopuses (the soft-bodied coleoids) internalized their heavy external shells roughly 300 million years ago, it triggered a massive cascade in gene expression.

Shedding that protective armor forced a biological tradeoff, shifting survival strategies from passive defense to extreme agility and intelligence. This morphological shift aligns with fascinating genetic mechanisms

Rather than inventing entirely new genes to dissolve the shell, coleoid ancestors underwent widespread genomic rearrangements. [I think Darwin and Darwinists would frown on the way this is described ... inventing entirely new genes....]

  • Regulatory Changes: The gene regulatory networks controlling shell matrix proteins were modified or deactivated in specific tissues.Tissue Expression: The shell gland—which dictates shell growth in other mollusks—altered its expression patterns. Instead of secreting a heavy exterior wall, it minimized production, leaving modern octopuses with only tiny internal cartilage-like rods called stylets.

Unlocking the "Brain" Genes

  • Without a heavy shell to drag them down, the metabolic energy of these creatures shifted toward spatial awareness, camouflage, and predatory hunting.
  • Gene Expansion: This freedom correlates with a massive expansion in protocadherin gene families, which regulate complex neural connections.Dynamic Phenotypes: Octopuses heavily express these genes across their body, effectively decentralizing their nervous system so their arms can "think" and react independently.

Dynamic RNA Editing

  • Because their physical defense was gone, octopuses evolved an extraordinary method of dynamic expression called high-level RNA editing. 
  • While their foundational DNA remains fixed, they use enzymes to heavily edit the temporary RNA copies before they are translated into proteins. This acts as a real-time regulatory system, allowing them to rapidly alter protein behavior to survive extreme temperature swings and changing environments without waiting generations for DNA mutations.

*************************
Cephalopods -- p. 4-5

Cephalopods: osctopuses, cuttlefish, squid.

Other well-known cephalopods: nautiluses, deep-sea Pacific shellfish which live quite differently from octopuses and their cousins. Octopuses, cuttlefish, and squid have something else in common: their large and complex nervous systems.

600 mya: LCA.

LCA: between humans and an octopus, of mammals and cephaopods. 600 mya, LCA.

600 mya, LCA. Almost twice as long as the LCA between mammals and birds.

Worms on the bottom of the seabed.

One path forward from that underwater split to our branch of the tree. It leads to vertebrates.

The other pad leads to a great range of invertebrate species, including crabs and bees and their relatives, and many kinds of worms, and also the mollusks, the group that includes clams, oysters, and snails. This branch does not contain all the animals commonly known as "invertebrates," but it doesinclude most of the familiar ones: spiders, centipedes, scallops, moths. -- p. 9.

Octopuses: the closes we may ever come to meeting an intelligent alien.

William James' epigraph: p. 11.

The key word in this book: "a feeling." What it feels like to be an intelligent animal.

A philosophy book as well as a book about animals and evolution.

The octopus (its neuro system / its brain) is not a survivor but a second expression (another expression) of what was present before. 

The best line: "The octopus is not Ishmael from Moby-Dick, who escaped alone to tell the tale, but a distant relative who came down another line, and who has, consequently, a different tale to tell." 

Chapter 2: A History of Animals

Earth: 4.5 billion years old.

Life began: about 3.8 billion years ago.

Animals arrived much later perhaps one billion years ago.

For most of Earth's history, then, there was life, but no animals. A world of single-celled organisms in the sea. Much of life today goes on in exactly that form.

Eukaryotes: 1.5 billion years ago. 

They edge close to a particularly sense: vision, p. 17.

Ediacaran: a discussion begins on p. 28.

635 to 542 mya. Think jellyfish. Cnidarian stingers. On both sides of the Ediacaran divide.

Cambrian explosion: began around 542 mya. (Does it matter whether it was 542, 550 500, 600 mya?)

Cambrian: the beginning of predation, p. 34. 

An "arms race" began.

But also another revolution: bilaterians, p. 34.

Possibly existed in the Ediacaran but unstoppable in the Cambrian, p. 35.  

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